Philadelphia Stock Exchange

Results: 603



#Item
231Finance / Securities Exchange Act / Floor broker / Philadelphia Stock Exchange / Order / Exchange-traded fund / Broker-dealer / Short / Financial economics / Financial markets / Investment

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Concerning Split Price Priority in Open Outcry; Rel. No[removed], File No. SR-Phlx[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-28 12:25:35
232Investment / Stock market / Self-regulatory organizations / Financial markets / United States securities law / NASDAQ / Regulation NMS / Securities Exchange Act / Philadelphia Stock Exchange / United States Securities and Exchange Commission / Financial economics / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]October 3, 2011 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2011-10-04 10:44:18
233Financial economics / Philadelphia Stock Exchange / Finance / Financial system / Securities Exchange Act / Short / Financial markets / Self-regulatory organizations / United States securities law

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-12-08 17:06:50
234Self-regulatory organizations / United States securities law / Investment / 73rd United States Congress / Philadelphia Stock Exchange / Securities Exchange Act / Regulation NMS / NASDAQ / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Economy of the United States / Financial economics

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of Commentary .01, Guideline 5 to Phlx Rule 1010; Rel. No[removed], File No. SR-Phlx[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-09 15:25:29
235Stock market / United States Securities and Exchange Commission / Self-regulatory organizations / NASDAQ / Philadelphia Stock Exchange / Securities Exchange Act / Order / Futures contract / Financial economics / Investment / Economy of the United States

Order Granting Approval of Proposed Rule Change Relating to Obvious Errors Respecting Complex Trades

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Source URL: www.sec.gov

Language: English - Date: 2011-01-12 12:43:55
236United States securities law / Investment / 73rd United States Congress / Stock market / Securities Exchange Act / Regulation NMS / Intermarket sweep order / NASDAQ / Philadelphia Stock Exchange / United States Securities and Exchange Commission / Financial economics / Economy of the United States

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Source URL: www.sec.gov

Language: English - Date: 2006-11-22 11:54:20
237Financial economics / Finance / Business / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Philadelphia Stock Exchange / Short / United States securities law / Self-regulatory organizations / Financial markets

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Source URL: www.sec.gov

Language: English - Date: 2007-01-18 16:35:00
238Investment / Futures contract / Philadelphia Stock Exchange / Option / Volatility / Market risk / Financial economics / Finance / Mathematical finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-10-01 13:37:18
239Finance / Philadelphia Stock Exchange / Floor broker / Short / NASDAQ / Securities Exchange Act / Order / Financial markets / Financial economics / Investment

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Source URL: www.sec.gov

Language: English - Date: 2009-08-28 16:01:08
24073rd United States Congress / United States Securities and Exchange Commission / United States / NASDAQ / Financial economics / Securities Exchange Act / Philadelphia Stock Exchange / Nasdaq Composite / U.S. Securities and Exchange Commission / Economy of the United States / United States securities law / Self-regulatory organizations

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Source URL: www.sec.gov

Language: English - Date: 2004-11-30 16:24:03
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